We are committed to providing our visitors with a web site that respects their privacy. We do not automatically gather any personal information from you, such as your name, phone number, e-mail or address. This information is only obtained if you supply it voluntarily, usually through contacting us via e-mail, or registering in a secure portion of the site.
If you choose to provide us with personal information - through contacting us via e-mail, or by filling out a form with your personal information and submitting it to us through our web site - we use that information to respond to your message and to help us get you the information you have requested. We may also use personal information collected from our services to conduct market research surveys, for statistical analysis to determine site usage, to run competitions and for direct marketing purposes relating to our business.
Code of Ethics
This generally refers to the prevailing outlook and mood of the investing public and institutions. It depends largely on the current and anticipated economic situation but is also influenced by political and social factors. Example; political instability creates a negative investment climate where investors shy away from investing in the capital market..
This is when a stockbroker accepts an investor’s shares as collateral for a loan to purchase more shares for the investor..
Refers to the sources from which long term capital is raised for the setting up of the sustained growth of companies. The stock exchange is a part of the capital market.
This is when a broker fails to meet his/her part of the contractual obligation to deliver all securities at an agreed upon date. Example; if the investor has placed an order of 1,000 shares, a delivery of 800 shares is a partial delivery..
A share certificate is a document that shows proof of ownership of shares. It contains the face value of the share, the number of shares represented in the certificate, the certificate number and the holder’s name..