The Capital Markets Authority
Corporate Governance Guidelines 2002
Current Constitution of Kenya
The Central Depositories (Regulation of Central Depositories) Rules 2004
The Capital Markets (Securities) (Public Offers Listing and Disclosure) Regulations 2002
The Capital Markets (Take overs and Mergers) Regulations, 2002
The Capital Markets (Foreign Investors) Regulations 2002
The Capital Market (Licensing Requirements) (General) Amendment Regulations 2009
Capital Markets (Registered Venture Capital Companies) Regulations 2007
Code of Ethics
This is an investment fund that manages money from investors seeking private equity stakes in start-up businesses and small to medium sized enterprises with strong growth potential..
Corporate Governance is the set of processes, laws, and institutions that guide the way by which businesses are regulated, operated and controlled. It also describes the ways by which rights and responsibilities are shared between the various participants, especially the management and the shareholders..
This is a restriction placed on a buy or sell order that instructs the broker to fill the order completely by the close of the market or the order should not take place..
Collective Investment Schemes are pools of funds from investors that are managed on their behalf by professional money managers who buy a wide range of securities e.g. shares according to the specific investment objectives of the scheme..
This is the degree of price fluctuation of a stock over a given period of time e.g. a day. It is directly related to the level of risk associated with a stock; low HV means low risk while high HV means high risk..